Long-term survival in patients with non-small cell lung cancer and synchronous brain metastasis treated with whole-brain radiotherapy and thoracic chemoradiation
© Arrieta et al; licensee BioMed Central Ltd. 2011
Received: 29 July 2011
Accepted: 25 November 2011
Published: 25 November 2011
Brain metastases occur in 30-50% of Non-small cell lung cancer (NSCLC) patients and confer a worse prognosis and quality of life. These patients are usually treated with Whole-brain radiotherapy (WBRT) followed by systemic therapy. Few studies have evaluated the role of chemoradiotherapy to the primary tumor after WBRT as definitive treatment in the management of these patients.
We reviewed the outcome of 30 patients with primary NSCLC and brain metastasis at diagnosis without evidence of other metastatic sites. Patients were treated with WBRT and after induction chemotherapy with paclitaxel and cisplatin for two cycles. In the absence of progression, concurrent chemoradiotherapy for the primary tumor with weekly paclitaxel and carboplatin was indicated, with a total effective dose of 60 Gy. If disease progression was ruled out, four chemotherapy cycles followed.
Median Progression-free survival (PFS) and Overall survival (OS) were 8.43 ± 1.5 and 31.8 ± 15.8 months, respectively. PFS was 39.5% at 1 year and 24.7% at 2 years. The 1- and 2-year OS rates were 71.1 and 60.2%, respectively. Three-year OS was significantly superior for patients with N0-N1 stage disease vs. N2-N3 (60 vs. 24%, respectively; Response rate [RR], 0.03; p= 0.038).
Patients with NSCLC and brain metastasis might benefit from treatment with WBRT and concurrent thoracic chemoradiotherapy. The subgroup of N0-N1 patients appears to achieve the greatest benefit. The result of this study warrants a prospective trial to confirm the benefit of this treatment.
Brain metastases occur in 30-50% of patients with Non-small-cell lung cancer (NSCLC) and confer upon the patient a worse prognosis and quality of life [1–6]. Median survival of patients who receive supportive care and are treated only with corticosteroids is approximately 1-2 months . Primary approaches to the treatment of brain metastases include Whole-brain radiation therapy (WBRT), surgery, stereotactic radiosurgery, or a combination, which have achieved a median survival time that ranges from 6.5-10 months [7–11].
As improvements are made in the management of brain metastases, the question arises on how to manage patients with NSCLC who have solely stable brain metastatic disease and on whether treatment should be considered for the primary lung lesion. Long-term survival has been achieved in some patients who have undergone either cranial surgery or radiotherapy and aggressive thoracic management with lung tumor resection, with studies reporting 5-year survival rates between 10 and 20% [12–16]. Few studies have evaluated the role of thoracic radiation or chemoradiotherapy as definitive treatment in the management of patients with NCSLC and synchronous solitary brain metastasis, and some of these have shown promising results [17, 18]. Despite these findings, the majority of patients are only offered chemotherapy or radiation therapy in a palliative manner .
In an effort to clarify such conflicting data and in order to identify patients who may benefit from aggressive management, we reviewed the outcome of 30 patients with either unresectable single or multiple brain metastases treated with WBRT, who were managed subsequently with definitive thoracic chemoradiotherapy.
In a retrospective review of patients treated at the Instituto Nacional de Cancerología (INCan) in Mexico City from May 2005 to March 2009, we identified 30 patients with histologically proven NSCLC and synchronous brain metastases. All patients selected for this analysis had the following characteristics: (1) synchronous diagnosis of NSCLC and brain metastasis (within 2 months of the lung primary diagnosis); (2) absence of neoplastic spread elsewhere in the body at the time of NSCLC and brain metastases detection, and (3) patients with either one unresectable lesion or multiple brain metastases, who were not candidates for surgery or stereotactic radiosurgery treated with WBRT.
Patients' hospital records and office charts were reviewed. Variables collected for analysis included age, gender, Karnofsky performance status (KPS), Radiation Therapy Oncology Group Recursive partitioning analysis (RPA) class, primary Tumor-node-metastasis staging (TNM, according to the American Joint Committee on Cancer Staging Manual, sixth edition ), primary histology, and number of brain metastases.
Diagnosis of brain metastases was made based on brain imaging using either Computed tomography (CT) or Magnetic resonance imaging (MRI). These studies were obtained as a routine staging procedure or in the evaluation of suspicious symptomatology. Thoracic stage and nodal status were determined by means of chest Computed tomography (CT) with or without Positron emission tomography (PET) imaging.
Conventional megavoltage external beam radiotherapy was administered with a linear accelerator (energy 6 MV) or with a cobalt bomb (1.25 MV). For WBRT, two lateral opposed fields were used, covering up to C2 vertebral body. Dose administered was 30 Gy/10 fractions. Once patients received WBRT, systemic chemotherapy was started.
Systemic and thoracic treatment
Initially, two cycles of systemic chemotherapy were administered with paclitaxel 175 mg/m2 Intravenously (IV) > 3 h and cisplatin 75 mg/m2 IV on day 1 every 21 days. Following response assessment after the first two cycles of chemotherapy and in the absence of progression either at the primary lung tumor or Central nervous system (CNS), chemoradiotherapy was indicated.
Thoracic radiotherapy was administered with a linear accelerator (energy 6 and/or 15 MV), and the treatment volume for the primary tumor was based on initial diagnosis volume. The ipsilateral hilum was treated for N0-N2 disease, while for N3, the contralateral hilum was also included. Clinical target volume (CTV) included gross tumor volume plus 2-cm margin and the dose to the primary tumor was 60 Gy (BED).
Concurrently with radiotherapy, weekly paclitaxel 60-80 mg/m2 and carboplatin at a dose of AUC 2, according to Calvert, were administered. If disease progression was ruled out, four chemotherapy cycles followed, using the same schedule as that of the induction regimen.
Follow-up for primary disease was performed with CT, generally every 2 months. Follow-up for brain metastases was conducted by MRI, usually every 2 months. All patients were evaluated according to Response Evaluation Criteria in Solid Tumors (RECIST) criteria every two cycles: Complete response was defined as resolution of all disease, partial response constituted a 30% decrease in the sum of the longest diameter of target lesions, progressive disease was defined as 20% increase in the sum of the longest diameter of target lesions, and stable disease comprised neither sufficient shrinkage to qualify for partial response nor sufficient increase to qualify for progressive disease. Response assessment was performed before chemoradiotherapy was indicated.
For descriptive purposes, continuous variables were summarized as arithmetic means and Standard deviation (SD), and categorical variables as relative frequencies and proportions. Progression-free survival (PFS) was calculated from date of diagnosis of NSCLS until progression. Overall survival (OS) was defined as time from diagnosis of NSCLS until death or until the patient was censored at time of last follow-up. Median time to progression, median probability of survival, and 1- and 2-year survival rates were estimated by the Kaplan-Meier method. Significance value was set at p < 0.05. SPSS software package version 17 (SPSS, Inc., Chicago, IL, USA) was employed to analyze the data.
Baseline characteristics of patients and disease
57 ± 11.1
N 0-1 (n)
N 2-3 (n)
RPA class 2
Median brain metastatic lesions
3 ± 2
With regard to response after WBRT, all patients received the planned radiotherapy dose. Twelve patients (40%) had stable disease, nine patients (30%) achieved partial response, and nine (30%) presented complete response. Median number of chemotherapy cycles was six. Five patients did not receive the planned cycles (17%). When primary tumor response was assessed, 18 patients (60%) achieved a partial response and 12 patients (40%) had stable disease.
A considerable proportion of patients with NSCLC develop brain metastases at some point during their disease course and this generally leads to a poor prognosis. However, in some cases, long-term survival has been achieved after aggressive therapy of cerebral lesions, with a median survival of 10-12 months and 5-year survival rates ranging from 10-25% [7, 8, 20, 21].
As improvements are made in the management of patients with brain metastases without extracranial disease, the question arises of how to treat the primary lung cancer. This is due to the fact that the main cause of death in patients with lung carcinoma treated aggressively for brain metastases is progression of the primary cancer [13, 22].
In a recent review of the literature, Modi et al. identified 11 papers that addressed the issue of surgical resection of the primary tumor within the context of metastatic brain lesions . They found that median survival for curative intent groups (combined therapy with or without adjuvant treatment) ranged from 19-27 months (mean, 23.12 ± 3.3 months) and 1-, 2-, and 5-year OS reached 56-69%, 28-54%, and 11-24%, respectively. The authors concluded that in the absence of mediastinal lymph node involvement, surgical resection of NSCLC with complete resection of the brain metastasis improves prognosis. Furthermore, they described that some features such as adenocarcinoma histology, low carcinoembryonic antigen (CEA) levels at presentation, response to preoperative chemotherapy before local treatment, and high KPS score may have a positive prognostic value.
The benefit of surgical resection after induction therapy compared with definitive radiotherapy remains uncertain and appears to be associated with an increase in early surgery-associated mortality. The Intergroup 0139  and the EORTC 08941  did not confirm a significant survival advantage for surgery following either neoadjuvant concurrent chemoradiotherapy or induction chemotherapy. Thus, we opted to treat our patients with NSCLC with brain metastases with definitive chemoradiotherapy as an alternative to a more aggressive surgical approach.
To our knowledge, five different studies have reported their results in patients with NSCLC with synchronous brain metastatic disease treated with radiotherapy [13, 16–18, 26] and/or chemoradiotherapy [17, 18] to the primary tumor, but the majority of these studies also included patients treated with other modalities, such as surgical resection of the thoracic lesion [13, 16, 18] or solely chemotherapy . Brain management differed significantly among these series, and included surgical resection of brain metastases, WBRT, stereotactic surgery, or a combination of the former. Median OS times varied between 5.2 and 18 months, with 1- and 2-year survival rates that ranged between 22-71.3% and 10-34.1%, respectively. For patients treated with definitive thoracic therapy after brain metastases management with gammaknife stereotactic radiosurgery, Flannery et al. reported significantly better survival than those that did not receive definitive treatment (median OS, 26.4 vs. 13.1 months). In our series, we reached a median survival of 31.8 months, the longest survival reported to date in patients with synchronous brain metastatic disease treated with definitive chemoradiation to the primary. Unlike other studies, in our report, treatment delivered to the brain, as well as systemic and local therapy, was homogeneous among all patients included.
Series evaluating radiation therapy or chemoradiotherapy of lung cancer in NSCLC with brain metastasis
Number of patients
Number of brain metastases
Median survival, months
1-year survival rate (%)
2-year survival rate (%)
5-year survival rate (%)
Chidel et al.
Sx = 2
Sx + RT = 3
RT = 8
Palliative = 15
Definitive tx: 20.1
No definitive tx: 3.5
Aggressive thoracic treatment
Moazami et al.
Chemo/RT = 29
Sx = 59
42 pts: 1
49 pts: > 1
Metachronous brain lesions
No extracranial mets
Sx of brain mets
Hu et al.
RT = 44
Chemo = 23
Chemo/RT = 13
Stage I: 25.6
Stage II: 9.5
Stage III: 9.9
Thoracic stage I
Ampil et al.
> 65 year
RT = 22
No RT = 50
RT = 5
No RT = 3
p = 0.28
RT = 14
No RT = 11
Sx of brain mets
Flannery et al.
RT = 26
Chemo/RT = 9
Sx = 12
Preop Chemo + Sx = 5
Definitive tx: 26.4
No definitive tx: 13.1
p < 0.0001
No RT: 0
p < 0.0001
Definitive thoracic therapy
Louie et al.
Sx = 8
Chemo = 24
RT = 14
Sx + WBRT
Stage I/II: 14.7
Stage III: 7
Primary lung treatmenta
> 8 weeks after brain Sxa
Stage I/II diseasea
Arrieta et al. (present series)
Chemo-Chemo/RT = 30
3-year OS for N0-1 was 60 vs. 24% for N2-3
To our knowledge, this is the first time that patients with multiple synchronous brain metastases treated with WBRT have been managed with aggressive therapy for primary tumor in chest with concurrent chemoradiotherapy, showing a very long OS. Among series that evaluated surgery as local treatment for the thoracic disease, several included patients with multiple brain metastases [12, 28–32]. In none of these studies was the number of brain lesions described as a factor that conferred poor prognosis.
Other prognostic factors associated with better outcomes with this definitive strategy after treatment to the brain disease are younger age [31, 33], early stage nodal disease [15–17, 27, 28, 31], good performance status [18, 30–32, 34], adenocarcinoma subtype [14, 28, 32, 35], location of primary tumor, site of brain metastases, and low CEA levels [28, 36].
Median survival in patients treated in this series is remarkably long. One of the reasons might be that we selected patients who presented with synchronous brain tumors and did not include those with metachronous lesions, which may represent a better prognostic group. In addition, we selected patients who did not progress after induction chemotherapy to proceed with further thoracic management, in order to ensure that patients with rapid progressive metastatic disease would not be submitted to a more aggressive management instead of a palliative approach. Furthermore, the majority of patients were assessed with PET-CT at diagnosis, which reduces the likelihood of metastatic disease elsewhere, compared with routine evaluation with CT and bone scan . Finally, a high proportion of patients had stage 0-1 nodal disease (53.3%) and 0-1 ECOG grade (90%) and with few comorbidities, which might suggest that this therapeutic approach should be reserved for otherwise healthy patients with non-bulky mediastinal lymph node involvement.
Patients with NSCLC and synchronous brain metastases might benefit from aggressive treatment with WBRT and concurrent chemoradiotherapy to the primary lesion, particularly in well-selected patients. The result of this study warrants a prospective trial in stage IV disease with only brain metastasis to confirm the benefit of this treatment.
Conflict of interests
The authors declare that they have no competing interests.
Presented in part as a poster at the 14th World Conference on Lung Cancer of the International Association for the study of Lung Cancer, July 3-7, 2011 Amsterdam, The Netherlands. And will be presented as a poster presentation at the 2011 Annual Meeting of the American Society for Radiation Oncology, October 2-6, 2011 Miami, Florida.
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