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Table 4 So far published literature on RT +/- CHT in proximal esophageal cancer

From: Outcome of proximal esophageal cancer after definitive combined chemo-radiation: a Swiss multicenter retrospective study

Author (publication year)

Number of patients [N]

Definition of CE

Type of treatment (RT vs RCT)

IDCT (NO vs type of ICHT)

Dose of RT (total dose/fraction) [Gy/Gy]

LC [%/time]

Acute Toxicity ≥ G3 [N]

Late Toxicity ≥ G3 [N]

Prognostic factors

Surgery [N]

Mendenhall et al; 1988 [1]

34

NA

RT

NO

47-75/1.7-1.9

25.80%

4

4

Gender

3/34 Salvage surgery

Stuschke et al; 1999 [16]

17

between cricoid and upper thoracic inlet

RCT

Leucovorin + 5FU + Cis ± Etoposide

50/2; Boost 10/2 or 15/2x1.5; 2. Boost HDR 2x4

33%/2years; 19%/3years

4

0

NA

NO

Burmeister et al; 2000 [12]

34

between cricoid and upper thoracic inlet. Extension allowed

RCT

NO

50.4-65/NA

88%

12

5

NA

NO

Yamada et al; 2006 [15]

27

NA

RCT (23)

NO

44-73.7/1.8-2

52%

15

0

Performance Status/Tumor lenght

NO

Wang et al; 2006 [18]

35

tumor located above the carina

RCT

Various: platinum-based + 5-FU/paclitaxel/etoposide

24.5-64.8/1.8

47.7%/5years

NA

NA

Dose (>50Gy)

NO

Uno et al; 2007 [14]

21

cricopharyngeal muscle to thoracic inlet

RCT

NO

40/2; Boost 20-34/NA

52%

9

NA

T-Stage, initial LC

5/21

Huang et al; 2008 [13]

71 (50 curative intent)

NA

RCT

NO

54/2.7 or 50-56/2 + Boost 14-20/2

37%/47% (curative group)/2years

24/71

NA

Gender, Age (>64)

NO

Chou et al; 2010 [42]

29 (14 RT)

NA

RCT

NO

65 (60-75)/1.8-2

NA

NA

NA

NA

15/29

Ma et al; 2011 [43]

33 (69 upper thoracic esophagus)

NA

RCT

NO

50.4 + Boost 9 or 59.4/each 1.8 (41.4), then 2x1.5 (18)

80%/86%/3years

61

28

NA

 

Tong et al; 2011 [7]

107 (21 RT)

NA

RCT

NO

40-46 or 60-68/2

NA

8

NA

NA

68/107

Cao et al; 2015 [28]

115

NA

RT (80)/RCT (35)

NO

59.4-76/1.8-2.12

83%/2years

28

2

Dose (>66 Gy)

10/115

Gikka et al; 2013, [20]

55

cricopharyngeus muscle to thoracic inlet (ca. 15 - 18 cm from the incisors)

RCT

5FU + leucovorin + Cis + etoposide; 5FU + leucovorin + Cis; Cis + irinotecan or taxanes

49.8-50.4/1.8-2; Boost 56-70Gy/1.5 2×/d; HDR 2× 4-5, or 1× 7

55%/2years; 47%/5years

59

11

NONE

NO

Tu et al; 2013 [44]

36

esophagus above tracheal eminence, and 24 cm from incisor teeth

RCT

NO

52-70/1.8-2

NA

28

NA

NA

NO

Cao et al; 2014 [26]

224 (133 RT/28 preOP-RT/postOP-RT 36)

NA

RT/RCT

NO

RT 6-80; RCT 28.8-76; preOP 40-50, postOP 45-60/1.8-2.12;

69.9%/2years

50

NA

Stage

63/224

Ludmir et al; 2014 [45]

37

between the upper esophageal sphincter and the thoracic inlet

RCT

NO

14.4-71/NA

65.6%/5years

NA

NA

NA

NO

Cao et al; 2015 [27]

101

NA

RT/RCT

NO

60-80/1.8-2.12

67.4%/2years

5

3

Age, Hoarseness

NO

Zhang et al; 2015 [29]

102

cricopharyngeal muscle to thoracic inlet

RCT

platinum-based (18)

50-70/NA

35.3%/3years

63

NA

Hoarseness, ICHT, hypopharingeal extension, Gender

NO

Herrmann et al; 2016 (present study)

55

inferior border of the cricoid cartilage to 22 cm from incisors

RCT

Various: Cis/carboplatin,5-FU,taxotere (32)

28-72/1.2-2; HDR-Boost: 6/3 (2)

52%/3years

23

5

ICHT, RT dose ≥56Gy, Tumor grade

NO