Optimal management of recurrent and metastatic upper tract urothelial carcinoma: Implications of intensity modulated radiation therapy

Background Upper tract urothelial carcinoma (UTUC) is rare and the treatment for recurrent or metastatic UTUC is unclear. We evaluated the outcomes of salvage and palliative radiotherapy (RT) and prognostic factors in UTUC patients and find implications for salvage and palliative RT. Methods Between August 2006 and February 2021, 174 patients (median age, 68 years; range, 37–90) underwent salvage and palliative RT. Disease status at RT included initially diagnosed advanced disease (n = 8, 4.6%), local recurrence only (n = 56, 32.2%), distant metastasis only (n = 59, 33.9%), and local recurrence and distant metastasis (n = 51, 29.3%). The primary tumor location included the renal pelvis (n = 87, 50%), ureter (n = 77, 44.3%), and both (n = 10, 5.7%). Radical nephroureterectomy, chemotherapy, and immunotherapy were used in 135 (77.6%), 101 (58%), and 19 (10.9%) patients, respectively. Survival outcomes and prognostic factors were analysed using Cox and logistic regression analysis. Results Salvage RT and palliative RT was administered in 73 (42%) and 101 (58%) patients, respectively. The median radiation dose was 45 Gy (range, 15–65). Two-dimensional (2D) or three-dimensional (3D) RT and intensity modulated RT (IMRT) were used in 61 (35.1%) and 113 (64.9%) patients, respectively. The median follow-up was 7.8 months. The median duration of overall survival (OS) was 13.4 months, and the 1-year OS was 53.5%. The median progression-free survival (PFS) was 4.7 months, and the 6-month PFS was 41.9%. The 6-month infield PFS was 84%. In multivariate analysis, RT method (2D/3D vs. IMRT, p = 0.007) and RT response (p = 0.008) were independent prognostic factors for OS, and RT response correlated with PFS (p = 0.015). In subgroup analysis in patients with PD-L1 data, positive PD-L1 correlated with better PFS (p = 0.009). RT response-associated factors were concurrent chemotherapy (p = 0.03) and higher radiation dose (p = 0.034). Of 145 patients, 10 (6.9%) developed grade 3 acute or late toxicity. Conclusions Salvage and palliative RT for UTUC are feasible and effective. Patients with RT response using IMRT may have survival benefit from salvage and palliative RT. Positive PD-L1 status might be related to radiosensitivity. High-dose radiation with concurrent chemotherapy may improve RT response.


Introduction
Upper tract urothelial carcinoma (UTUC) is a relatively rare malignancy. UTUC accounts for 5-10% of urothelial carcinomas [1]. Patients with localized high-risk UTUC have been treated with radical nephroureterectomy (RNU) with bladder cuff excision. However, such patients often experience locoregional or distant failure after surgery alone. Recently, studies have reported the risk factors for UTUC recurrence and the need for adjuvant treatment [2].
UTUC is rare and, therefore, a standard treatment for recurrent or metastatic UTUC has not been established. The treatment of UTUC is based on the research on urothelial bladder cancer. However, the oncological outcomes with similar treatment strategies have been discordant [3]. Although UTUC and urothelial bladder cancer have the same histological type, they differ in gene alteration and clinicopathologic characteristics. In terms of stage-for-stage outcomes, the prognosis for UTUC is worse than that for urothelial bladder cancer [4].
Irrespective of the aim of radiotherapy (RT) (salvage, palliative, or adjuvant), the role of RT in UTUC has not been clearly defined. Additionally, retrospective data for RT have been conflicting; therefore, the current European Association of Urology guidelines on UTUC states that there is insufficient data regarding adjuvant RT to derive conclusions [5]. Previously used conventional radiation delivery techniques such as two-dimensional (2D) or three-dimensional (3D) RT were incapable of irradiating the tumor with a sufficient dose due to the high risk of adverse effects to the surrounding normal tissues and critical organs. Advancements in radiology and radiotherapy technologies enabled accurate targeting of the tumor and intensity modulated RT (IMRT), which protects critical normal organs and administers highdose irradiation into the tumor and can deliver higher tumoricidal doses. Consequently, RT is believed to be a good option for recurrent or metastatic UTUC as part of multimodal treatment. However, there is relatively little literature on salvage or palliative RT in patients with recurrent or metastatic UTUC.
In this study, we aimed to evaluate the outcomes of salvage and palliative RT and prognostic factors in patients with recurrent or metastatic UTUC and find implications for salvage and palliative RT.

Patients and treatments
The Institutional Review Board at our institute approved this study and waived the requirement for patient informed consent because of the study's retrospective nature. We retrospectively reviewed our institutional registry between August 2006 and February 2021. A total of 217 patients were treated for UTUC at our institution. We excluded 43 patients who were treated with perioperative or definitive radiotherapy; subsequently, we analysed 174 patients who received salvage or palliative RT.
UTUC was staged according to the 8th edition of American Joint Committee on Cancer staging system. Primary tumors were classified into renal pelvis and ureter tumor. Multifocal tumor was staged based on the highest T stage and/or grade. For patients who received RT for recurrent tumors, the stages at diagnosis and RT were evaluated. At our hospital, RNU and bladder cuff resection is the standard surgery for UTUC. If the surgery was difficult due to a far advanced tumor, biopsy, nephrectomy, ureter segmental resection, or lymph node dissection was performed. Chemotherapy (CTx) and immunotherapy within 2 weeks before RT were defined as concurrent treatment. RT response was evaluated using computed tomography, magnetic resonance imaging, positron emission tomography and/or wholebody bone scintigraphy. Since patients who were treated between 2006 and 2021 were included, the RT technique changed with time. Therefore, patients who were treated with various RT methods, such as 2D RT and IMRT were included in the study. In salvage RT, clinical target volume (CTV) included gross tumor volume (GTV) and potential microscopic disease extension around the macroscopically visible tumor. In palliative RT, CTV was an expansion of GTV and modified by physicians according to the patient's symptoms. In 2D/3D RT, planning target volume (PTV) included CTV and a margin of 0.5-1 cm. In IMRT, internal target volume was used to manage the respiratory motion of the target; PTV included CTV and a margin of 0.3-0.5 cm at the discretion of the physician.

Statistical analysis
Categorical variables were compared using chi-square test. Survival curves were plotted using the Kaplan-Meier method. The median values of the covariates except the number of metastatic organs were used as the cut-off values in prognostic factors analysis. The 75th percentile value of the number of metastatic organs was used as the cut-off value. To identify the factors related to RT response, logistic regression analysis was used. To identify the factors related to overall survival (OS), and progression-free survival (PFS), the log-rank test for univariate analysis and the Cox hazards regression model with forward: conditional method for multivariate analysis were used. Significant variables on univariate analysis were included in the multivariate analysis. We used Statistical Package for Social Sciences (SPSS), version 25.0 (SPSS Inc., Armonk, NY, USA) for statistical analyses. Statistical significance was set at P value < 0.05.

Treatment outcomes
The median follow-up duration since RT was 7.8 months.
In 43 patients with available PD-L1 data, we performed subgroup analysis. All 43 patients had stage IV and highgrade tumors; therefore, we could not evaluate the effects of stage and histologic grade on PFS in them. On univariate analysis, multifocality (p = 0.01) and PD-L1 (0.012) were associated with PFS. On multivariate analysis, PD-L1 remained significantly related to PFS (p = 0.009). Performance status had borderline significance for PFS (p = 0.063).

Toxicity
Acute toxicity data was available in 145 patients. Acute toxicity was observed in 43 (29.7%) patients. Nine (20.9%) patients had grade 3 acute toxicity, and most of them had gastrointestinal symptoms, such as anorexia and nausea.
Two months after RT, one patient experienced radiation recall dermatitis with atezolizumab. Late toxicity could be evaluated in 140 patients, 12 (8.6%) of whom had late toxicity. Most common late toxicity were fatigue (41.6%) and anorexia (33.3%). One patient had grade 3 generalised weakness.

Discussion
We retrospectively reviewed patients who received salvage or palliative RT for recurrent or metastatic UTUC. There are limitations to this study. Due to the retrospective design, heterogeneous RT scheme were used. As the aim of RT was salvage or palliative, the follow-up period was relatively short. Despite of these shortcomings, salvage and palliative RT resulted in a favourable treatment response rate of 68.6%. IMRT and RT response were beneficial for survival, and patients with positive PD-L1 had prolonged PFS in the subgroup analysis. Higher radiation dose and concurrent CTx improved the RT response. After salvage and palliative RT, no severe toxicity was observed, and the toxicity that was observed was tolerable. To our knowledge, this study is the largest report Fig. 1 Radiotherapy plans for paraaortic-right common iliac lymph node metastasis. a Three-dimensional radiotherapy plan. Two anteroposterior beams and two lateral beams were used. The spinal cord, right kidney, part of stomach, liver, and adjacent small bowel were encompassed in the 50% isodose line. b Intensity modulated radiotherapy plan. The spinal cord, right kidney, stomach, liver, and small bowel were excluded from the 50% isodose line. Red (thick): 95% isodose line; blue (thick): 80% isodose line; sky-blue: 50% isodose line; blue (thin): planning target volume  about treatment outcomes after salvage or palliative RT among patients with recurrent and metastatic UTUC.
Although there is some agreement that a satisfactory outcome cannot be obtained with surgery alone, the standard treatment for advanced UTUC or recurrent/metastatic UTUC has not been established and the research on the topic is limited. Attempts are being made to classify the molecular subtype of UTUC and apply specified treatment according to the subtype, and in the near future, individualised treatment strategies are believed to be possible. However, to date, no treatment has demonstrated a clear effect in real clinical practice. Previous studies have proposed the need for multimodal treatment [6,7]; however, the results of studies on RT are relatively scarce. Several studies have reported on RT in a small number of patients with inoperably advanced UTUC; however, there was paucity of studies related to recurrent UTUC. One study had reported regarding the experience with salvage RT [8]. In that study, 40 patients who received RT were analysed, including 20 patients with recurrent disease. The authors reported 3-year OS of 16% and 3-year PFS of 12% in the salvage RT group. They found that higher radiation dose (≥ 50 Gy) improved the survival outcome. Similarly, we observed that higher radiation dose was positively related to the RT response. In previous studies, there was insufficient information on the radiation dose-response relationship. Various radiation dose scheme of 35-60 Gy in 1.75-2 Gy/ fraction have been reported previously [8][9][10].
Most previous studies focused on whether adding RT was beneficial; however, the survival benefit depending on the RT method used or the response to RT were not analysed. UTUC is a rare disease, and most studies including this study analysed patients over the long-term. Therefore, patients were treated via various techniques, from 2D RT to the latest IMRT. With 2D RT, it is impossible to selectively irradiate tumors. Therefore, it is difficult to deliver high dose due to the consideration of the organ at risk. Published studies of patients receiving RT from the 1990s to the 2000s used median dose of 45-50 Gy, which is equivalent to 55-60 Gy when converted to a biologically effective dose (BED) with α/β ratio 10. Nevertheless, several retrospective studies have demonstrated that adjuvant RT improves the survival outcomes [8][9][10]. Due to advancements in computer science and engineering, advanced techniques of radiation delivery have been introduced. IMRT, a novel approach in radiation planning and treatment, uses multiple photon beams with various intensities to precisely irradiate a tumor. Each beam is controlled and conforms to the shape of the tumor. IMRT permits the delivery of high dose to the tumor and minimises the dose to the critical structures around it. IMRT has been demonstrated to provide superior dose distribution compared to that provided by conventional 3D RT in various tumors [11][12][13]. In the treatment of prostate cancer, switching from 3D RT to IMRT can reduce the rectal volume irradiated with high dose by 25%, which results in decreased rectal toxicity [14]. Especially in patients with UTUC, IMRT can be particularly useful because the RT field often approximates the small bowel. These advances made it possible to apply high BED using hypo-fractioned RT scheme in clinical practice. Even with the same irradiation dose, the tumoricidal effect varies according to dose fractionation. For example, a dose of 60 Gy corresponds to BED 72 Gy when irradiated with conventional scheme. However, 60 Gy in 10 fractions corresponds to BED 96 Gy. Recently, advances in RT techniques took hypo-fractionated RT to the next level, stereotactic body RT and particle RT have been used. Stereotactic body RT with a dose of 50 Gy in 4 fractions (BED 112.5 Gy) has demonstrated a promising local control without severe complication [15]. Recent case report has demonstrated long-term survival outcomes after particle RT using the   [16]. In this study, improved survival was observed in patients treated with IMRT and in RT responders. Improved response to RT was assumed to be due to precisely irradiate the tumor and concentrate the radiation dose into the tumor in patients who underwent IMRT, resulting in the difference in survival outcomes. Largescale analyses using the data of patients receiving RT using the latest techniques are warranted to validate our results.
Recently, a phase 3 randomised controlled trial of CTx in metastatic urothelial carcinoma has been reported [17]. The authors included approximately 25% of patients with UTUC in their study and reported a survival benefit with perioperative CTx. However, metastatic UTUC tends to have a low response rate to CTx [18]. In this study, CTx did not affect the survival outcome; however, when CTx was administered concurrently with RT, the RT response increased, which is believed to have a positive effect on survival. Other studies have also reported the effects of concurrent CTx. Huang et al. [19] administered adjuvant RT in locally advanced UTUC of stage pT3N0M0 and reported better outcomes in patients who received concurrent CTx. On comparing patients with pT3/4 and/or N + UTUC who received only adjuvant RT and those who underwent concurrent CTx and RT (CCRT), improvements in the 5-year OS and diseasespecific survival were observed in patients who received CCRT [20]. A meta-analysis of perioperative treatments in 8100 patients with UTUC who underwent surgery revealed that CCRT resulted in prolonged recurrencefree survival [6].
The prognostic predictive value of PD-L1 in UTUC is controversial [21]. The cut-off level of PD-L1 varies between studies. PD-L1 positive status was observed in 3.1%-39.2% of patients with UTUC. Of 174 patients in this study, PD-L1 data were available for only 43 (24.7%). Positive PD-L1 was observed in 7 (16.3%) patients with a cut-off value of 5% and better PFS was observed in patients with positive PD-L1. Some studies have reported that overexpression of PD-L1 adversely affects survival [21]. Conversely, other studies have reported that positive PD-L1 was related with radiosensitivity in various tumors [22][23][24][25]. Using The Cancer Genome Atlas (TCGA) dataset, patients with invasive breast cancer were divided into radiosensitive and radioresistant groups [23]. The expression of CD274 mRNA, a surrogate marker for PD-L1, was significantly higher in the radiosensitive group than that in the radioresistant group, and the recurrencefree survival of the radiosensitive group was better than that in the radioresistant group. Similar results have been reported in patients with low grade glioma, glioblastoma multiforme, and head and neck cancers using TCGA dataset [22,24,25]. Other studies on the correlation of PD-L1 with survival outcomes following RT have also identified correlations between positive PD-L1 and improved survival [26,27]. We could not identify RT radiotherapy, PD-L1 programmed death-ligand 1, IMRT intensity modulated radiotherapy, 2D two-dimensional radiotherapy, 3D three-dimensional radiotherapy the precise reason for better PFS in patients with positive PD-L1. Positive PD-L1 may represent immunogenic tumors that are sensitive to radiation-induced immunologic cell death [23]. One patient in this study developed radiation recall dermatitis. He was started on atezolizumab 1 month after RT. Three weeks later, he developed erythema over his left shoulder, which corresponded to the previous RT field. Dermatitis resolved completely with topical steroids. Radiation recall dermatitis occurs within a few days or weeks after the administration of immune check point inhibitors [28]. PD-1/PD-L1 inhibitors have been approved for patients with progressive urothelial carcinoma during or after chemotherapy based on phase II/ III studies; therefore, the opportunities for the administration of anti-PD-1/PD-L1 antibodies have been increasing in patients with UTUC who received RT [5]. The exact pathogenesis of radiation recall dermatitis remains unknown, and severe cases have been reported [29,30]. When administering immune checkpoint inhibitors in patients previously treated with RT, radiation recall dermatitis at previous RT fields should be monitored carefully, especially within a few weeks after administration.

Conclusions
A standard treatment for recurrent or metastatic UTUC should be established through prospective, randomised studies; however, it is practically difficult to conduct such a study. We found that salvage and palliative RT was feasible and effective. There may be a survival benefit in patients with RT response with salvage or palliative RT. It is recommended to consider a higher dose with IMRT and concurrent CTx to improve the RT response. This study may be of help in selecting the optimal treatment option for patients with recurrent or metastatic UTUC. Further investigations of RT using advanced techniques and combining with systemic treatments are warranted.